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Net capital rule
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221	Consolidated Financial Statements for the First Quarter of the Fiscal Year Ending March 31, 2015 August 5, 2014 NAGASE & CO., LTD. Stock exchange listing: Tokyo (First Section) Code number: Add to Reading List Source URL: www.nagase.co.jp Language: English - Date: 2014-08-27 03:33:10 Financial statements Generally Accepted Accounting Principles Balance sheet Account Non-operating income Income tax Cash flow Income statement Net capital rule Accountancy Finance Business
222	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 5, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-05 06:29:40 Financial economics Finance Self-regulatory organizations 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Financial Industry Regulatory Authority Net capital rule United States securities law Financial regulation United States Securities and Exchange Commission
223	Microsoft Word - {293E889B-A9A3-479C-88F0-31A0FBE1CE90}.doc Add to Reading List Source URL: www.mhdc.com Language: English - Date: 2012-03-13 10:12:16 Balance sheet Net asset value Late-2000s financial crisis Fund accounting Net capital rule Finance Business Financial economics
224	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-06 06:18:24 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
225	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 14, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-14 06:22:49 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
226	Press Releases December 6, 2000 OTS[removed]Agencies Propose Lower Risk Weighting For Bank Claims on Securities Firms Office of Thrift Supervision Add to Reading List Source URL: www.occ.gov Language: English - Date: 2011-10-05 14:06:07 Finance United States housing bubble Office of Thrift Supervision Capital requirement Federal Reserve System Office of the Comptroller of the Currency U.S. Securities and Exchange Commission Net capital rule Savings and loan association Financial regulation New Deal agencies Government
227	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 20, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-20 06:32:49 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
228	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-06 06:19:21 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
229	SEC-59 SYSTEM NAMES: Office of Interpretation and Guidance Log; Office of Broker-Dealer Finances NRSRO Log; Office of Financial Responsibility Log. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, W Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2009-10-02 15:24:08 Securities and Exchange Commission Freedom of Information Act Security Privacy Act Politics of the United States Law Net capital rule Government Corporate crime U.S. Securities and Exchange Commission
230	Examination Handbook 710, Networking Arrangement, January 2004 Add to Reading List Source URL: www.occ.gov Language: English - Date: 2012-01-11 15:11:03 Financial system Registered representative Net capital rule Financial Industry Regulatory Authority Broker-dealer Securities Investor Protection Corporation Financial adviser Depository Trust & Clearing Corporation General Securities Principal Exam United States securities law Financial economics Finance

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